Covers the current FINRA SIE and NASAA Series 63/65 exam outlines · Written and maintained by Todd Lavergne, Todd Lavergne Media · Last updated Oct 2026

Three securities exam guides in one download: SIE, Series 63 and Series 65.

If you’re working through the securities licensing path, this bundle covers the three exams many candidates take: the FINRA SIE, the NASAA Series 63 state law exam, and the NASAA Series 65 investment adviser exam.

Each guide is a PDF with plain-English lessons organized by the current published exam outline, plus a practice bank and a full-length timed mock exam:

SIE: 200 original practice questions with explanations, plus a 75-question mock set to 1 hour 45 minutes.
Series 63: 211 original practice questions with explanations, plus a 60-question mock set to 75 minutes.
Series 65: 252 original practice questions with explanations, plus a 130-question mock set to 180 minutes.

Every question was written for these guides. None are copied from live exams or other prep providers. The mocks follow the published section weights so you can check your pacing and find weak areas.

These guides are meant to be a low-cost companion to a full course or textbook, not a replacement for one. They’re an independent study aid, not affiliated with or endorsed by FINRA or NASAA, and no guide can promise a passing score.

You get instant PDF downloads after checkout.