For investment adviser reps who need the Series 66 (Uniform Combined State Law Exam) — economics, recommendations, and state IA rules in one sitting.

The 66 mixes portfolio topics with state law. Studying only “investments” or only “ethics” leaves half the exam cold.

What’s inside

Topic lessons, 74 practice questions with answers and explanations, a formula/limits sheet, and a study plan.
74 questions with answers and short explanations (Q&A pairs in the PDF)
Instant PDF download after payment — link also arrives by email

Sample questions & answers

Short previews from this guide (not the full book):

Sample Q1. A leading economic indicator is one that:

Answer: B — Tends to turn before the economy turns

Leading: permits, initial claims, new orders. Coincident: industrial production, payrolls. Lagging: unemployment duration, prime rate.

Sample Q37. A federal covered adviser with an office in State Q:

Answer: B — Notice-files in Q; IARs at that office register with Q

NSMIA: SEC for the firm, state for the humans in the office.

Sample Q42. An IAR borrowing $5,000 from a retired retail client is:

Answer: B — Generally prohibited

No borrowing from clients except narrow institutional lenders.

Who this is for

For investment adviser reps who need the Series 66 (Uniform Combined State Law Exam) — economics, recommendations, and state IA rules in one sitting.

What’s not included

Not affiliated with NASAA/FINRA/SEC. Independent study aid only; no pass guarantee.

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Study-aid disclaimer: Independent study aid. Not affiliated with the exam administrators. Original questions. No pass guarantee. Not legal or investment advice.

Need more practice later? Question bank page (coming next).